Job Description
JUNIOR EXECUTIVE – COMPLIANCE
HEAD OFFICE
THE PROFILE
- Handle and follow up on regulatory inquiries, freezing/ suspension orders, and coordinate with CBSL, FIU, IRD, and with other relevant authorities.
- Monitor and resolve AML/CFT alerts. Contribute to the implementation of IT developments/modifications related to AML compliance.
- Prepare and timely submission of regulatory reports, including STR, CTR, and EFT, and for goAML/Finnet reporting.
- Maintain and update sanctioned lists, blacklists, PEP, Dormant, RPT and other compliance-related systems.
- Manage CRIB user access and related inquiries.
- Prepare compliance reports and information required for Board Papers and statutory reporting.
- Conduct periodic compliance reviews and risk-based compliance audits in line with the annual compliance plan.
- Support the implementation of training programs for employees to strengthen regulatory compliance awareness.
THE PERSON
- 01-02 years’ experience in an NBFI or bank, preferably in compliance.
- Strong understanding of compliance requirements applicable to NBFIs.
- Good knowledge of compliance, AML/CFT, and regulatory requirements.
- Ability to work with regulatory and compliance-related systems.
- Good communication and interpersonal skills.
- Ability to maintain confidentiality and handle sensitive information.
- Good organizational and time-management skills.
- Ability to work effectively with internal and external stakeholders.
Please forward your resume to [email protected] with names of two non-related referees indicating the post applied for in the subject line, Within Two (02) Weeks of the publication of advertisement.
Softlogic Finance PLC
JFI TOWER 3 Zone B & C, 06th Floor
No. 75 Piyadasa Sirisena Mawatha Colombo 10
