Job Description
Job Type:
Full-Time
Application Deadline:
08 July 2025
Role Overview
As Compliance Officer, you will ensure our operations adhere to regulatory requirements and internal policies, working closely with management and the board of directors to maintain the highest standards of integrity and compliance.
Key Responsibilities
- Regulatory Compliance: Monitor and ensure adherence to SEC, CSE, and other regulatory requirements.
- Policy Development: Draft, update, and enforce internal compliance policies and procedures.
- Risk Management & Audit: Identify compliance risks and carry out periodic compliance audits.
- Reporting: Prepare regular compliance reports for the management and board of directors.
Qualifications and Experience
- Attorney at law with a minimum of 5 years of experience in matters relating to compliance Or
- Minimum of 2 years of experience in the financial / securities market, preferably in investment banking or financial services with any of the following qualifications.
- A degree from a recognized university in the field of finance, accountancy, business administration, commerce, or economics.
- Member / Associate of CIMA, CMA, CA, AAT or of a professional body of Accountants recognized by the International Federation of Accountants.
- Associate Member of the Chartered Institute of Bankers, or Institute of Bankers of Sri Lanka, or Chartered Institute of Securities and Investments.
- Strong knowledge of Sri Lanka’s regulatory landscape
- Excellent analytical, organizational, and communication skills.
How to Apply
Interested candidates are encouraged to send their CV and a cover letter to [email protected] with the subject line: Application for Compliance Officer.
