Job Description
EXECUTIVE / SENIOR EXECUTIVE – COMPLIANCE & AUDIT
Responsibilities :
- Review merchant onboarding documentation for completeness, accuracy and compliance with approved procedures
- Verify that required approvals and supporting documents are obtained before merchant activation
- Conduct periodic reviews of merchant records and related documentation
- Perform compliance checks and operational audits in line with approved audit plans
- Identify gaps in processes, documentation, approvals and internal controls
- Maintain compliance registers, audit findings, risk logs and corrective-action trackers
- Follow up with relevant departments to ensure timely closure of audit observations
- Monitor exceptions, suspicious or unusual transaction-related indicators and escalate concerns through approved channels
- Support the implementation and monitoring of compliance policies, procedures and control measures
- Assist in preparing compliance reports, audit summaries and management updates
- Coordinate with Operations, Sales, Finance and other relevant teams on compliance matters
- Maintain confidentiality and ensure proper handling of merchant and transaction-related information
Requirements :
- Diploma or degree in Accounting, Finance, Business Administration, Risk Management, Compliance or a related field will be an advantage
- Experience in compliance, audit, banking, financial services, payment operations or internal controls
- Familiarity with merchant onboarding, KYC documentation, POS operations or payment systems will be an advantage
- Strong analytical skills and attention to detail
Please mention the position you are applying in the subject line, and send your resume to careers@cba.lk
Phone: 0117 845 200
193, Hill Street, Dehiwala
www.cba.lk