Job Description
COMPLIANCE
We are in search of a Trusted Risk Steward and a Liaison to Lead our Compliance Team
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HEAD OF COMPLIANCE
- Act as a central point of contact with regulators such as CBSL and SEC and be a trusted liaison for regulatory management matters
- Be a trusted adviser, collaborator and a solution provider to business, to support bank's formidable growth aspirations
- Collaborate with other Risk Stewards within the bank to set the tone at the top to safeguard the bank and its reputation
- Develop and update periodically the compliance framework for the bank, based on all applicable regulatory requirements including Board Governance
- Review policies/guidelines as per the regulatory requirements & bank norms and recommend improvements in keeping with best practices, changes in local and international standards
- Provide timely updates to the Board, Management and staff on regulatory changes and their areas of impact whilst tracking changes
- Ensure that an automated robust transaction monitoring system is in place to capture all emerging risks including risks emerging from digital transactions, cyber risks and bribery & corruption
- Report speedily to Senior Management, CEO and Board on all critical and significant non-compliances that emerge from compliance audits or monitoring transactions
- Be accountable for all Corporate Governance Disclosures in the Annual Report
- Work with the Compliance Officer of the Group Companies so that the same principles are adopted across NDB Group in compliance-related matters
- Provide leadership to the Compliance team in making the team aware of industry practices, changes, trends and best global practices in making the team a Differentiated Team
The Person
- Be an Attorney at Law or be qualified in Banking or possess a related full qualification
- Over 15 years of experience in Banking and/or in the Financial Services sector, preferably with experience in Front end Banking and/or Senior Managerial experience in Compliance in Banking/Financial Services Sector
- Possess proven skills in Stakeholder Management including Senior Management, Regulators and Statutory Examiners
- Strong decision making backed by analytical skills
- Pay absolute attention to detail
- Convincing communication and presentation skills
- Excellent teamwork in harnessing the potential of the team
Those who meet the criteria may login to https://www.ndbbank.com/careers and apply on or before 20th May 2024. We will correspond only with the shortlisted applicants.
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"We are an equal opportunity Employer" NDB bank The future is banking on us Vice President Human Resources
