Associate/Junior Executive - Compliance
About the Employer
Job Description
Assetline Capital (Private) Limited (ACPL) is a licensed Unit Trust and Investment Manager approved by the Securities and Exchange Commission of Sri Lanka (SEC). ACPL is a member of the David Pieris Group, one of Sri Lanka's largest conglomerates, with diversified interests in automotive products, financial services, logistics, agribusiness, information technology, racing, and leisure.
Associate / Junior Executive Compliance
EDUCATIONAL QUALIFICATIONS
- G.C.E. Advanced Level qualification.
- A diploma, certificate, or professional qualification.
- Basic knowledge of the financial services industry and regulatory environment will be advantageous.
EXPERIENCE
- Associate Level: Prior experience in a clerical, administrative, banking, finance, operations or compliance-related role will be an advantage.
- Junior Executive Level: 1–2 years of relevant experience in compliance, banking, finance, audit, operations or a related field will be an advantage.
- Candidates with a strong interest in developing a career in Compliance and Regulatory Operations are encouraged to apply.
KNOWLEDGE & SKILLS
- Basic understanding of KYC, Customer Due Diligence (CDD), AML/CFT and sanctions screening.
- Basic understanding of regulatory requirements relating to Unit Trust and Portfolio Management operations will be an advantage.
- Good computer literacy, particularly in MS Excel and MS Word.
- Ability to accurately maintain, update, and review records and documentation.
- Good numerical and analytical skills.
- Good written and verbal communication skills, particularly in English.
- Ability to prepare basic reports and maintain proper records.
- Ability to work with confidential customer and company information.
PERSONAL ATTRIBUTES
- High level of accuracy and attention to detail.
- Strong sense of responsibility and ownership.
- Good organizational and time management skills.
- Willingness to learn and develop knowledge of regulatory and compliance requirements.
- Ability to follow procedures and instructions accurately.
- Good interpersonal and teamwork skills.
- Professional, trustworthy and discreet in handling confidential information.
- Ability to work under deadlines and manage multiple tasks.
- Strong interest in developing a career in Compliance, Risk and Financial Services.
KEY COMPETENCIES
- Accuracy & Attention to Detail
- Documentation & Record Keeping
- Communication Skills
- Teamwork & Coordination
- Time Management
- Learning Agility
- Compliance Awareness
- Confidentiality & Integrity
- Customer Orientation
- Adherence to Policies & Procedures
If you believe you meet the above requirements, please apply in confidence by email or post within seven (07) days of this advertisement, providing details of two non-related referees and clearly indicating the position applied for in the subject line of the email or on the top left-hand corner of the envelope.
By sharing your CV with us, you grant your consent for the collection, processing, and use of your personal data for the purpose of processing your application and assessing your suitability for employment within the David Pieris Group in accordance with the laws of Sri Lanka and the Data Protection Policy of the David Pieris Group of Companies.
Head of Human Resources Assetline Capital (Private) Limited No. 120, 120A, Pannipitiya Road, Battaramulla
Email: [email protected]
